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Anti-Money Laundering Requirements for Registered Investment Advisers
The U.S. Department of the Treasury has proposed new anti-money laundering regulations for registered investment advisers (RIAs). These AML requirements apply to SEC registered advisers and call for adopting an AML compliance program, reporting of suspicious activity to FinCEN, and appointing a qualified and independent person to conduct testing. Visit our website (www.amlaudit.com) for more information.
- Posted on: 2016-10-26 09:26:47
- Classified ad views: 4
- Item ID: 12666062
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Map location: 02129, Charlestown, Suffolk, Massachusetts, USA
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